WebGLENDALE SECURITIES, INC. CRD#: 123649/SEC#: 8-65604 B Brokerage Firm Regulated by FINRA (Los Angeles district office) MAIN ADDRESS 15233 VENTURA … WebGlendale Securities, Inc. Report Pursuant to Rule 17a-5 (d) Financial Statements For the Year Ended December 31, 2024 UNITEDSf ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill FACING PAGE 0MB APPROVAL 0MB Number: 3235-0123 Expires: October …
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WebGlendale Securities, Inc. Statement of Financial Condition December 31, 2024 Assets Gash $ 544,272 Clearing Broker Deposit 25,000 Marketable Securities, at Fair Market … WebGlendale Securities, Inc., a brokerage firm headquartered in Sherman Oaks, California, as well as George Alberto Castillo, the firm’s president and primary trader, have been charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that the firm and Castillo, among others, engaged in a fraudulent stock trading scheme. fff u17 national
Settlement Agreement: In the Matter of Glendale Securities Inc.
WebIf a security is in physical form, please call 612-371-7830 to have it sent to your address of record provided it’s not a retirement account. Paulson’s Idaho office and brokers including the Penntrade platform will be moving to another broker dealer Glendale Securities where it is intended all Penntrade accounts will be transferred to. WebMar 30, 2024 · Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part ... GLENDALE SECURITIES, INC. (FormX-17A-5) Accepted ... WebMar 30, 2024 · GLENDALE SECURITIES, INC. (FormX-17A-5) Accepted: March 30, 2024, 12:46 PM PDT Form Type: X-17A-5 Accession Number: 0001198404-23-000001 fffu17m1qwh